A Financial Services firm with over $400 billion in assets under management is looking to add a Compliance Officer- Control Room to their Americas Compliance Department! In this role you'd be joining a team of 12 reporting to the Managing Director. ...
Job Title - Head of Swap Dealer, Volcker & IB Regulatory Governance
Where - Weehawken or NYC
Structure - 3 days in office / 2 days WFH
THE ROLE:
Expertise in CFTC Swap Dealer and SEC Security-Based Swap Dealer rules.
L...
