In House Counsel Jobs New York | JDHuntr 53059 Director & Senior Counsel Broker, Dealer Regulation (apply by 6.1.2023), Stamford, CT
To apply go to JDHuntr.com
*Provide legal advice and interpretation of Broker-Dealer regulations and Securities ...
POSITION:
Trading Operations Analyst
DEPARTMENT:
Operations
LOCATION:
200 Elm Street, Stamford, CT 06902
REPORTS TO:
James Cooksey
HR CONTACT:
Morgan Nelson
Job Summary
The employee will work within the Trading Operations group. The employ...
Position Summary:
We are seeking a full-time corporate paralegal with a minimum of 5 to 7 years of general corporate transactional experience. Ideal candidates will have experience in mergers and acquisitions, venture capital financing, corporate ...
Our client, a leading global financial services company, has approximately 200 million customer accounts and does business in more than 140 countries. They provide consumers, corporations, governments and institutions with financial products and serv...
Firm: Large global portfolio management firm with over 200 billion in assets under management. Each client would have a separately managed portfolio based on their risk tolerance, asset allocation and securities preferences. Fee based platform that ...
The Assistant General Counsel, Corporate will report to ITT’s VP & Deputy General Counsel and will be part of a four-person legal team responsible for servicing a broad range of ITT’s corporate matters and interacting with senior leadership. The suc...
Bond Brokers – Institutional Fixed-Income
Company Overview:
Multi-Bank Securities, Inc. (MBS) is an institutional fixed-income securities broker-dealer committed to earning and preserving the respect of its customers by meeting their investment goa...
Looking for an excellent growth opportunity and the chance to expand your skills in both Finance and Technology? You may have just found the perfect fit!
Our client – a progressive Fintech leader serving a range of clients from single and multifam...
Park Avenue Securities was founded in 1999 as a complement to Guardian’s traditional portfolio of individual life and annuity insurance products. Park Avenue Securities is Guardian’s broker-dealer and corporate Registered Investment Advisor (RIA), w...
In House Counsel Jobs New York | JDHuntr 63995 Assistant General Counsel, SEC $172K - $258K, Stamford, CT
Apply on JDHuntr.com Post Date: 12.14.2023
*Ensuring Company compliance with securities laws and reporting/disclosure procedures, Exchange A...
