In House Counsel Jobs New York | JDHuntr 53059 Director & Senior Counsel Broker, Dealer Regulation (apply by 6.1.2023), Stamford, CT
To apply go to JDHuntr.com
*Provide legal advice and interpretation of Broker-Dealer regulations and Securities ...
The firm is looking for a FINRA registered Securities principal (Series 24) to serve as an Agency Supervisory Officer and be responsible for completing a wide variety of broker-dealer compliance and supervisory tasks with respect to the agency’s sec...
Associate Attorney Position in Boulder, CO Join the law firm of Winget, Spadafora & Schwartzberg, LLP in our Boulder, Colorado office. We are currently seeking an Associate Attorney with 1-5 years of litigation experience. To be considered for this d...
Serves as primary point of contact and oversees Business Continuity Program (BCP) plan development across the FINRA enterprise.
Essential Job Functions:
Develops and implements risk assessments to identify potential threats and vulnerabil...
In House Counsel Jobs | JDHuntr 47983 Assistant General Counsel, Litigation (Remote), Longmont, CO
To apply go to JDHuntr.com
Handle a wide variety of litigation and arbitration matters, including patent, trade secret, copyright, trademark, lic...
Dream Exchange is creating a new stock exchange that will focus on small business capital formation and diversity using the power of the American investing public. This new stock exchange will allow investors to empower innovators and emerging busin...
JOB DESCRIPTION
Position Summary
Marriotts Law Department services the Companys lodging and hospitality business and provides legal advice and counsel to Marriotts internal clients. This attorney position is part of the Corporate Legal Affairs...
at Wolters Kluwer in Dover, Delaware, United States
Wolters Kluwer is a global leader in professional information services that combines deep domain knowledge with specialized technology. Our portfolio offers software tools coupled with content a...
Responsibilities
Reviewing and negotiating fund documentation, including limited partnership agreements, subscription agreements, and side letters.
Advising clients on a range of securities transactions, including public offerings, privat...
Churning, Ponzi, Bait and Switch, Pump and Dump - all schemes commonly executed in the investment world against investors by bad actors and white-collar criminals. As enforcement counsel, you join a team of state regulators committed to protecting t...
