Leading global company specializing in workforce solutions seeks Compliance/Supervision Consultant in Milwaukee, WI. Must have active FINRA Series 7 & 24 licenses. Responsibilities include reviewing & approving Outside Business Activities & Passive I...
Join a leading Financial Services firm managing $400+ billion in assets as a Compliance Officer in their Americas team. Monitor and enforce compliance regulations, advise on Information Barriers, and manage relations with stakeholders. Requires 8+ ye...
Seeking a FINRA-registered Securities principal (Series 24) as an Agency Supervisory Officer for broker-dealer compliance. Responsibilities include conducting branch inspections, overseeing regulatory interactions, and ensuring regulatory compliance....
Seeking a Compliance Advisor to join Commonwealth, offering a supportive work environment, work/life balance, and hybrid remote options. Ensure adherence to industry regulations and review marketing materials. Strong customer service, FINRA qualifica...
Seeking leaders for Fast Track Management Program at New York Life Insurance - propel to management in 12 months. MBA completion or prior management/business experience required. Benefit from top-notch training, support, and growth opportunities. Joi...
Seeking Financial Representative with FINRA Series 6 license. Responsible for expertly assisting customers with insurance & investment products, ensuring satisfaction & efficiency. Must hold Series 6 license, have call center experience, basic comput...
Embark on an exceptional journey as a Customer Relationship Advocate (CRA) at Fidelity. Experience growth, career development, and support as you assist clients with inquiries, trades, and more. Join us in a first-of-its-kind initiative, complete wit...
Seeking a Relationship Banker at Wells Fargo's National Branch Network in Consumer, Small & Business Banking. Join a top workplace for career growth, with a focus on employee well-being and diversity. Build customer relationships, offer banking produ...
Seeking driven individuals to join our exclusive Fast Track Management Program at New York Life Insurance. Accelerate your journey to leadership in just 12 months, with hands-on training and a clear path to becoming an Associate Partner. Elevate your...
Join CUSO Financial Services, LP. as an Investment Sales Assistant supporting Financial Advisors at America First Credit Union in St. George, UT. Contribute to client service, paperwork processing, and business development. Desired: FINRA Series 7, 6...
