In House Jobs | JDHuntr
Location
Newport Beach, CA | United States
Job description
In House Counsel Jobs California | JDHuntr 49245 Senior Compliance Officer, Newport Beach, CA
To apply go to JDHuntr.com
Support the development and implementation of the investment adviser compliance program, working closely with members of the Compliance Department globally to drive enhancement and ensure consistency globally. Lead the 206(4)-7 206(4)-7 annual risk assessment, testing and annual review process. Draft and implement policies, procedures, memos and internal and external communications. Identify and address situations involving conflicts of interest
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Employment Type: Full-Time
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