In House Counsel Jobs New York | JDHuntr 53059 Director & Senior Counsel Broker, Dealer Regulation (apply by 6.1.2023), Stamford, CT

Location

Stamford, CT | United States

Job description

In House Counsel Jobs New York | JDHuntr 53059 Director & Senior Counsel Broker, Dealer Regulation (apply by 6.1.2023), Stamford, CT
To apply go to JDHuntr.com
*Provide legal advice and interpretation of Broker-Dealer regulations and Securities Laws, supporting the business, compliance, and other functions. *Participate or lead, as appropriate, on internal working group to support ongoing-compliance with regulations. *Contribute to the drafting and maintenance of written supervisory procedures and other policies, procedures and processes. $214,000 - $300,000


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Employment Type: Full-Time
Salary: $ 214,000.00 300,000.00 Per Year

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