Senior Compliance Analyst
Location
Fareham, Hampshire | United Kingdom
Job description
About Our Client
My client is a specialist Financial Services firm. The role will be based in Whiteley and they also have offices throughout Europe and also one in the the US.
Job Description
- Promote awareness of, and compliance with, the jurisdictional regulation, legislation, and codes of practice, in conjunction with policies and procedures
- Undertake monitoring activity to support the Compliance Monitoring Programme ("CMP") to the standard required by the firm and the relevant regulatory authority, being completed within the planned time frame.
- Draft reports on the outcome of the monitoring activity completed, including the documenting of findings/observations, and communicating to the relevant Client Facing Teams (CFT) In order to agree remediation activity in a timely manner.
- Support relevant Compliance Officer in the preparation of accurate and timely Client board reporting / documentation, liaising with relevant CFT to obtain supporting information as required.
- Act as a point of contact for the CFT's on various regulatory matters.
- Respond to internal and external requests for information, including collation of MI/Data to support regulatory submissions, annual declarations, and licence/fee renewals.
- Work with the Compliance team on ad-hoc projects as required
- Remain fully up to date with legislation and guidance in Jersey
The Successful Applicant
The right candidate will have been working in a compliance role within the financial services sector.
What's on Offer
An excellent salary and benefits package (including bonus, private pension, healthcare and incredible study support), is available to the successful candidate.
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Job tags
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