Senior Compliance Analyst - Financial Services - Hybrid

Location

Fareham, Hampshire | United Kingdom

Job description

• Promote awareness of, and compliance with, the jurisdictional regulation, legislation, and codes of practice, in conjunction with policies and procedures
• Undertake monitoring activity to support the Compliance Monitoring Programme ("CMP") to the standard required by the firm and the relevant regulatory authority, being completed within the planned time frame.
• Draft reports on the outcome of the monitoring activity completed, including the documenting of findings/observations, and communicating to the relevant Client Facing Teams (CFT) In order to agree remediation activity in a timely manner.
• Support relevant Compliance Officer in the preparation of accurate and timely Client board reporting / documentation, liaising with relevant CFT to obtain supporting information as required.
• Act as a point of contact for the CFT's on various regulatory matters.
• Respond to internal and external requests for information, including collation of MI/Data to support regulatory submissions, annual declarations, and licence/fee renewals.
• Work with the Compliance team on ad-hoc projects as required
• Remain fully up to date with legislation and guidance in Jersey

Job tags

Salary

£33k - £49k per annum