Risk & Compliance Manager
Location
Derby, Derbyshire | United Kingdom
Job description
The Risk & Compliance Manager will oversee Right Legal Group’s compliance and risk management frameworks and lead the process of ensuring compliance with relevant SRA legislation across the network.
They will act as an ambassador for Right Legal Group’s risk and compliance culture and standards and present risks and issues affecting the business to the board.
Main Duties & Responsibilities
- Develop the existing risk management framework to ensure all areas of the business have been thoroughly assessed and recommendations for improvements submitted
- Develop the existing compliance manual to ensure all policies and procedures are to the required standard
- Complete internal and branch office audits
- Take ownership of annual compliance training
- Be the main point of contact for compliance queries within the business
- Provide a monthly overview of risk and compliance performance to the COLP
- Present a quarterly risk and compliance update to Board
- Build and maintain strong relationships with all business stakeholders to ensure smooth delivery of services and continued growth
- Keep up to date with and inform the Board on legal and regulatory changes impacting the business
- Review, draft and implement internal policies and compliance processes, where necessary
- Maintain our risk management and breach registers
- Be an ambassador of the Right Legal Group culture
- An understanding of SRA regulation, ideally at qualified solicitor level
- Professional experience in a compliance role
- Experience of creating and leading on full regulatory and compliance programmes
- Analytical with experience in collecting and analysing data and information
- Excellent attention to detail and problem solving/root cause identification skills
- Effective active listening and communication skills including written, oral and presentation
- Essential to manage internal and external stakeholders within all levels of an organisation
- Ability to establish and maintain strong relationships
- A proven team player able to work collaboratively
- Self-motivated and ability to work under own initiative
- Minimum intermediate user of MS Outlook, Word, Excel, PowerPoint
- Good time management and able to work to tight deadlines
Who are Right Legal Group?
We are a well-established Law firm, regulated by the SRA who specialise in Wills, Probate and Estate Planning. We have built a network across the country which work together on a mission to change the way people think about making a Will and preserve not only our clients’ financial assets but their emotional assets too, for future generations. We are here to protect memories, not just money.
Help us to deliver on our mission! Here's what's in it for you...
- Career progression on opportunities – We pride ourselves on home-grown talent!
- Annual career planning platforms –We want to hear all about you and your goals for the year and help you to facilitate your personal and professional ambitions
- A company culture that embodies empowerment and ownership. We don’t do hierarchy!
- Company ‘get togethers’ – There’s always something fun happening over here…
- Rewards & Recognition programmes – You want to be recognised for you efforts don’t you? We love celebrating success.
- Westfield Health benefits – We want to make sure you have access to look after your physical and mental health and have 24/7 access to those ‘healthy extra’s’.
If this sounds like somewhere you can see yourself working, then read on to find out about the role.
If you think you’re ready for a challenge and Right Legal Group feels like the right place for you, we’d love to hear from you.
Ask our recruitment team who are here to help you with any questions you may have about the role.
First name
Last name
Your phone number
Email Address
Your question about the role
By entering your details, you Agree to Our Terms & Conditions and Privacy Policy .
#J-18808-Ljbffr
Job tags
Salary
