...Coordination:
Coordinate with Depositories and Registrar and Transfer Agents (RTA) to ensure smooth communication and compliance with shareholding and related matters.
Audit Support:
Assist in various audits, includ...
Role: Compliance Head
Qualification: CS+LLB
Experience: Candidates with experience in Broking firms preferred.
We are seeking a dynamic and experienced Compliance Head to oversee regulatory compliance within our stock bro...
...As a Business Manager, South Asia, you are responsible to ensure that all operations run smoothly and align with quality standards. You... ...line with APAC or global requirements
Work clo...
A leading investment banking firm looking to hire Legal experts possessing the following skills:
Job Responsibilities:
# Vetting Engagement Letters and NDAs for onboarding clients within our Investment Banking business, ensuring compliance with...
What impact will you make
Every day, your work will make an impact that matters, while you thrive in a dynamic culture of inclusion, collaboration and high performance. As the undisputed leader in professional services, Deloitte is where you'll f...
...The Regulatory Manager is a management role that manages the regulatory activities involved in the India/Srilanka/Nepal/Maldives market... ...environment by appropriate trainings. Learn fro...
Responsibilities :
- Implementation of circulars issued by SEBI, Exchanges & DPs
- Responding to queries of operations and business team
- Compliance review of various products
- Representation to regulators on various issues and
-...
One of the fastest growing investment platform is hiring for Banking Compliance - Manager: Location - Mumbai and Bangalore
EXPERIENCE: 4 6 years of experience in Retail/ Digital banking compliance or with similar experie...
Mumbai
MONEYLICIOUS INVESTMENTS AND CONSULTING SERVICES PRIVATE LIM...
Job Description : Ensure NBFC's 100% compliance with all applicable rules, laws and regulations under NBFC regulators
1. Conceptualize, design and monitor comprehensive Compliance Policy
2. To ensure that the organisation is in compliance wit...
...regulatory landscape to ensure the organization's compliance.
~ Policy Development:
a. Collaborate with the legal and IT teams to develop, update and manage Technology policies and proce...
