Location
Mumbai | India
Job description
Senior Compliance Manager for CAT 3 AIF
Location: Mumbai (WHO)
Salary: Negotiable
Working Days: Mon to Sat (Two Sat off)
1. Exp : 5+ years
2. Qualification : CS / LLB / MLB
- Compliance of all regulations pertaining to Category 3 AIF at SEBI, in relation to investment and reporting from time to time to SEBI. Quarterly / time to time reporting & keep the record for audit.
- Documentation and Compliances of Investee Companies/ investor's and keeping the record and compliance with investor and investee agreement of AIF CAT 3.
- Reviewing all marketing materials, quarterly/annual updates, all communication to be sent to investors/SEBI.
- Drafting, vetting, negotiating, and finalizing AIF documents – PPMs/Amendments to PPM, Contribution Agreements, Side Letters etc. in co-ordination with the fund legal counsel.
- Drafting/reviewing Compliance Manual and other policies for AIFs.
- Reviewing/vetting all service-related agreements for AIFs, NDAs, Engagement letters etc.
- Maintenance of KYC of investors and time to time reporting about fund progress. Record keeping.
- Accounting, Taxation, and related compliances Audit reports.
- Review of investment in periodic interval, risk analysis and reporting.
Job tags
Salary
