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Director - Risk and Control (Operations)


Location

India | India


Job description

Job Description

Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture. Morgan Stanley is seeking an Operations Specialist (Risk Management) to play a key role in the ASIA SSBO Risk & Control team in Mumbai .The Asia Risk and Control Operations Specialist is responsible for the documentation, measurement, analysis, and mitigation of operational risk. The Operations Specialist accomplishes this through the oversight and execution of a range of activities such as process and control documentation and testing; ensuring supervisory procedures are in place; reviewing compliance with firm policies and regulatory expectations; analyzing key risk metrics; and documenting and executing remediation plans. The Operations Specialist will generally perform these risk and control framework responsibilities in collaboration with functional process owners in operational areas such as Security Settlements, Asset Services, Banking & Payment Operations and Reference Data Services. Bachelor degree preferably in accounting, economics, finance, statistics or related disciplines - Highly experienced financial services operations professional - Hands-on experience with using quantitative (metrics) and qualitative tools (e.g., process narratives and flows) to assess areas of risk and identify risk mitigation options and shape the risk agenda - Experience applying risk management concepts such as segregation of duties, information security disciplines, and process and supervisory reviews - Strong analytical skills, including root cause analysis - Ability to communicate effectively and confidently across all levels - Good project management skills to develop business process documentation and prepare management reports using PowerPoint - Collaboration and teamwork skills and experience, including strong interpersonal skills to build cross-divisional relationships - Ability to deliver on plans, complete next steps and resolve issues in a timely manner - Proficiency in Excel, Word, PowerPoint


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