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Location

Bangalore | India

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Job description

• Develop & Implement an effective Quality Assurance framework within Compliance.
• Provide assurance to Compliance Senior Management on the effectiveness of the Compliance Program.
• Collaborate with other Compliance verticals to ensure that internal controls are working effectively.
• Oversight on key compliance risk to ensure that the provision of the regulations, standard/procedures are met.
• Pro-actively and promptly escalate any critical issues within Compliance and/or Business to ensure that the Bank is not investigated, charged, fined or publicly castigated by any of the regulatory authorities

• Assist in development and implementation of an effective independent Quality Assurance framework across Compliance Function including international locations.
• Execute periodic reviews as part of monitoring & testing to ensure Bank s internal procedures/policies remain compliant; providing guidance as necessary.
• Track implementation of recommendations & regularization of exceptions, if any, identified during periodic assessments.
• Exchange insights and best practices.
• Provide necessary guidance to other compliance units in finalizing the relevant procedures of their respective unit.
• Assist Head Office Compliance in annual review & update of Compliance Policies Banks AML/ KYC/ Sanction and ABC Policy.
• Promote positive compliance culture across the Bank. Track adherence to planned trainings submitted by ECFs. Also, liaise with ECFs to ensure that learnings from periodic assessments / regulatory updates are incorporated in training materials (as necessary).
• Assist Unit Manager & Group Head of Compliance in the implementation of strategic initiatives.

Represent Compliance in any project as directed by Unit Manager/ Head of Compliance.

Knowledge, Skills and Experience

• Graduate with 10-12 years of total banking /financial service industry experience, with at least 5 years of experience in Financial Crime.
• Experience in Team Management/ Governance/ Audit /Quality Control function.
• Good knowledge and understanding of local international best-practices/requirements.
• ACAMS Certified/other recognized certification.
• Organizational awareness including working knowledge or risks, products, processes and controls.
• Experience in Trade compliance & Trade operations
• Computer literate with good knowledge of MS Excel and Compliance systems/applications.
• Good command over spoken and written English.

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Salary