Compliance Officer

Location

Ahmedabad | India

Job description

Position: Compliance Officer

Location: Ahmedabad

Experience: 7 - 10 Years

Industries: Investment 

Responsibilities:

• Ensure compliances with respect to SEBI Guidelines pertaining to SAST, AIF including disclosures and FEMA compliances.

• Monitoring changes in relevant legislation and the regulatory environment and taking 

  appropriate action.

• Liaising with legal advisers / consultants and appropriately responding to summons and 

  notices issued by the Regulators and appearing in hearings wherever required to resolve queries raised by stock exchange / SEBI.

• Carrying out periodic reviews to ensure legal compliances of trading membership (like 

  exchange compliances, SEBI compliances, Companies Act)

• Developing and overseeing the systems that ensure the entity complies with all applicable 

  regulations, in addition to its legal and statutory requirements.
• Vetting of regular business agreement to be executed by the organization.
• Assisting in the exchange related compliances as applicable to a SEBI Registered Stockbroker, depository participant.
• Assisting the team in organizing, preparing agenda for and recording minutes of board meetings and general meetings.
• Leading M&A transactions from legal perspective like drafting or reviewing share purchase agreements, shareholders agreements, business purchase agreements, continuous review of compliances by portfolio companies and assisting them wherever required.

Required Skills:

• Logical thinking.
• Organizing.
• Good in communication.
• Strong Analytical & Quantitative Skills
• Experience in conflict resolution, disciplinary processes, and workplace investigations.
• Ability to build and maintain positive relationships with colleagues.

  Required Qualification: Compliance Officer

Salary :- Upto 20.00 LPA

If you are interested for this opening please send updated resume or revert on same mail with following details.

Total No. of Years Experience :-

Current CTC :-

Expected CTC :-

Notice Period :-

Company Secretary,Office Secretary

Designation: Compliance Officer

Vacancies: 1

Experience: 7.0 Year(s) - 10.0 Year(s)

Job tags

Salary

Rs 15 - 20 lakhs p.a.