People Realm Recruitment Services Private Limited
Location
Mumbai | India
Job description
Our client a Global Financial Services Firm, is looking to hire an Internal Auditor at an Associate level, with 6 - 10 years of experience in conducting, planning and executing Risk based Audit. They would prefer someone with current and prior experience in Internal Audit in the Financial Services Industry - Banks, Investment Banks, Asset & Investment Management, Brokerage firms, etc.
The Internal Audit team performs risk based audits of every function within the Firm's businesses globally. The Audit plan is formulated at the beginning of the year based on a risk assessment of each business and corporate line and executed in the respective regions and entities.
The India Internal Audit team is a part of the Global Internal Audit team and participates jointly in
several regional and/ or global audits through the year. Its remit includes auditing of functions within the firm's India businesses and the global offshored functions and businesses.
The Audit function looks to continuously enhance and improve its audit methodologies, introducing new techniques and innovations like data analytics, guest review programmes, root cause analyses of issues, etc. The India Audit team is at the forefront of several such initiatives.
Key roles and Objectives -
evaluation and changes in the risk profile of the business which might impact the audit plan, risk assessment or audit universe.
Skills, experience, qualifications and knowledge required:
Essential
mitigating controls in the processes being reviewed. Reasonable understanding of capital markets processes especially those related to Compliance monitoring.
Desirable
Exposure to Capital Markets/ Investment Banking / Legal / Compliance audits
Reasonable understanding of related topics like Information Security, BCP, IT Risk
Ability to work in shifts if need be
Ability to work in a multi-cultural environment
Exposure to project management disciplines
Additional Certifications like CAMS, CIA or equivalent.
Job tags
Salary