Assistant Manager

Location

Gurgaon | India

Job description

Assistant Manager - BFS032630

With a startup spirit and 115,000+ curious and courageous minds, we have the expertise to go deep with the world’s biggest brands—and we have fun doing it. We dream in digital, dare in reality, and reinvent the ways companies work to make an impact far bigger than just our bottom line. We’re harnessing the power of technology and humanity to create meaningful transformation that moves us forward in our pursuit of a world that works better for people. Now, we’re calling upon the thinkers and doers, those with a natural curiosity and a hunger to keep learning, keep growing., People who thrive on fearlessly experimenting, seizing opportunities, and pushing boundaries to turn our vision into reality. And as you help us create a better world, we will help you build your own intellectual firepower. Welcome to the relentless pursuit of better.

Inviting applications for Assistant Manager – AML/KYC

In this role, the shortlisted candidate will be responsible to conduct End to End KYC review for institutional clients of a global investment bank which includes but is not limited to assessing all documentation as per specific entity type and policy / jurisdiction!

Responsibilities

· Proven experience as Quality Analyst in AML/KYC domain and preferred CAMS/CFE certification.

· Review of institutional entities like PIV/PHC, Private Corporation, Mutual Funds, Hedge Funds, Broker/Dealer, Regulated Investment Manager, Collective Investment Schemes (CIS) etc. as per policy / jurisdiction for all KYC / CDD documentation!

· Conduct open-source search to find substantial KYC data / documents as per entity type, risk and country specific standards

· Perform due diligence of documents according to business, entity and product matrix, including non-documentary verification

· Review conducive ownership (BO) and key controller according to policy and screen for sanctions and adverse media

· Capture information and documents from internal system / teams as per established norms of bank to complete the KYC documentation per policy

· Initiate and coordinate client outreach to fetch client documentations

· build a ‘gap’ assessment letter to summarize all missing documentation of institutional client for further to be released to client as per Global, Country and Business Unit specific KYC Procedure and further resolved by client sensitivity

· Conduct false positive analysis on matches identified for counterparties alerted during watch list, sanctions, and adverse media screening

· Mitigate or call out true hits for AML adverse concerns and liaise for further action

· Post documentation receipt further assess status of KYC refresh as per ‘gap’ letter and further coordinate for missing documents

· Close Interaction with Customer/business as an SME in the area of AML / Compliance

· Adherence to the critical metrics and business SLA’s is mandatory

· Responsible for preparing and reporting out their own SLA’s.

· Understanding the requirements of CDD, EDD (Enhanced Due Diligence) and CIP (Customer Identification Program) to ensure compliance under the regulations

· Sound understanding of Sanctions, PEP and other watch list which is required to perform core job for alert adjudication in accordance with bank’s policies

Minimum qualifications

· College degree/University degree or relevant years of KYC experience

· Minimum 18 years of age

· Meaningful experience in internal audit; quality control; risk management; operations/quality assurance within AML/KYC function.

· Bachelor’s degree with meaningful experience of FCC proven track record

· Good experience in MS-Office applications like Excel, Word, Power point, Outlook etc.

Preferred qualifications

Previous experience in Financial Crimes and/or AML Investigations, or Operational Risk

· Experience with Retail Bank Portfolios

· Experience completing Screening or Sanctions Reviews

· Possess excellent PC and keyboarding skills

· Ability to spell, read, write, and comprehend English

· Proficiency with Microsoft Office Products, including Outlook, Word, and Excel

· Ability to navigate and understand Excel spreadsheets including the use of pivot tables and slicers to prioritize and track work assignments

· Willingness to rotate shifts, as needed

· Must possess procedure driven judgement in order to determine the best solution to an issue

· Ability to apply concepts and organize work to ensure compliance timelines are met

· Successful completion AML/KYC Analyst I Training and has been deemed knowledgeable and proficient in AML/KYC processes and procedures by the Client

· Apply a strong understanding of the US Financial System including client spending patterns behaviors, and Sources of Wealth

· Assess data elements to evaluate and complete a KYC Record review for a client.

Job tags

Salary