Riverforest Connections Private Limited
Location
Chennai | India
Job description
Responsibilities:
Defining the most appropriate governance to design and monitor the implementation of the Financial Security 1st level controls plan its progress to report the control results and the related KPIs
Coordinating the different Functions/Operations/IT teams to design the most appropriate IT controls and their KPIs
Monitoring the progress and reporting the major blocking points in the dedicated governances (Roosevelt steering Committee GM Financial Security GM ICC EMEA KYC steer co .)
Coordinating all committees that ensure continuous adherence to the laws and notably in charge of:
Reviewing regulatoryrelated control results and performance indicators
Ensuring escalation of potential breaches
Followingup of required remedial actions
Analyzing impact of change of the regulation
Interacting with all relevant partners & functions to identify potential area of concern and reinforce the Banks setup by designing adhoc remediation plans or implementing IG / Supervisor recommendations having a specific regulatory focus
Supporting the Business in mandatory certification programs
Ensuring recordkeeping and audit trail of all decisions and supporting documentation in relation to the regulatory governances
Coordinating any Group or CIB Regulatory initiative impacting GM incl. the cascading of relevant policies
Operational Risk,Risk Analysis,Surveillance,Compliance,Operation permanent control
Job tags
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