Company Secretary & Compliance Officer
Location
Gandhinagar | India
Job description
Job Responsibilities:
- Ensure compliances with respect to SEBI Guidelines pertaining to SAST, AIF including disclosures and FEMA compliances.
- Monitoring changes in relevant legislation and the regulatory environment and taking appropriate action.
- Liaising with legal advisers/consultants and appropriately responding to summons and notices issued by the Regulators and appearing in hearings wherever required to resolve queries raised by stock exchange / SEBI.
- Carrying out periodic reviews to ensure legal compliances of trading membership (like exchange compliances, SEBI compliances, Companies Act)
- Developing and overseeing the systems that ensure the entity complies with all applicable regulations, in addition to its legal and statutory requirements.
- Vetting of regular business agreements to be executed by the organization.
- Assisting in the exchange-related compliances as applicable to a SEBI Registered Stockbroker, depository participant.
- Assisting the team in organizing, preparing agendas for, and recording minutes of board meetings and general meetings.
- Leading M&A transactions from a legal perspective like drafting or reviewing share purchase agreements, shareholders agreements, business purchase agreements, continuous review of compliances by portfolio companies, and assisting them wherever required.
Education: Company Secretary, LLB
Experience: - 7-10 Years of experience
- Candidates having experience in M&A transactions, due diligence, and /or SEBI compliances applicable to stockbrokers / Investors shall be preferred
Knowledge and Skills (Functional / Technical)
- Strong analytical skills
- Experience in conflict resolution, communicating viewpoints assertively, and negotiating legal points effectively.
- Ability to build and maintain positive relationships with colleagues.
Competencies
- Fluency in English Communication
- Flexible, Adaptable & Positive Attitude
- Attention to Details
- Problem-Solving Skills
Job tags
Salary
