Chief Compliance Officer, 7 To 15 Years In Mumbai
Mangalam Placement Private Limited
Location
Mumbai | India
Job description
Position: Chief Compliance Officer
Qualification: CA,CS
Experience: 7 to 12 years
Location: Mumbai
Job Description:
Responsibilities • Develop and maintain regulatory policies and procedures under the Compliance Program, including review mechanisms to ensure its
continued effectiveness in ensuring all applicable compliances by the company.
• Manage day-to-day operations of the Program.
• Collaborate with cross-functional teams to facilitate the implementation of compliance requirements at all levels/processes of the organization and to direct compliance issues to existing channels for resolution.
• Ensure documents forming part of loan docket are in compliance with requirements of the RBI / NHB.
• Ensure compliance with the statutory requirements and regulations prescribed by RBI / NHB and all other applicable legislation.
• Ensure implementation of compliance prescriptions at branches and process followed.
• Should be able to independently draft compliance checklists, manuals, and other regulatory documentation.
• Maintain and organize compliance records in consonance with internal control and audit mechanisms.
• Establish and drive the implementation of Corporate Governance norms to ensure transparency in all operations.
• Assist in advising management of the legal, regulatory implication of proposed new initiatives of the Company.
• Experience in handling governance and compliance activities in the Banking and Financial Service-Related Industry.
• Good understanding of KYC & AML
Directions, Fair Practices Code and Assets Liability Management. • Help develop technology solutions to support the various Compliance programs.
• Develop and disseminate Compliance and risk training and ongoing communications that help drive the Company's culture of compliance.
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