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Manager - Compliance and Secretarial GB04


Talks About People HR Solutions LLP


Location

Pune | India


Job description

JOB DESCRIPTION

 

 

 

1

JOB DESCRIPTION

Role Title Manager – Compliance and Secretarial

Employee Interviewed

Reports To Head – Compliance, Legal and Secretarial

Company Bajaj Finserv Asset Management Co Ltd

Function/ Department Compliance, Legal and Secretarial

Written By

Approved By (Jobholder)

Approved By (Immediate Superior)

Date (written on) December 2022

 

1. JOB PURPOSE (Summarize in one statement why the job exists; and how it contributes to the overall objective of the company)

Responsible for ensuring compliance with the applicable rules, regulations including SEBI (Mutual Funds) Regulations, Companies Act, 2013 and, assisting business teams in audits and inspection, policies and helping with scheme documents, ad-hoc regulatory requirements and regulatory reports.

 

2. ORGANISATIONAL CHART

 

 

Head – Compliance, Legal and Secretarial

Manager - Compliance and Secretarial

Job Requirements: Marketing, Inspection, Trading, Verbal Communication Skill, Time Management, Verbal Communication Skills, Compliance, Excel, Communication Skill


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