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Location

Mumbai | India

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Job description

We have an urgent opening for
Role: Surveillance for a BFSI Client
Experience: 3 - 10 years
Company: Stock Trading Organization
Location: Mumbai, Mumbai City

We find your experience and skills matches to the requirements of the role.
We plan to close the open positions in next couple of days.

Apply to the job by clicking on 'Apply' or 'Reply' button.

Job Description:
Role and Responsibilities:
• Monitor Market (Equity, F&O, Currency, SLBM, IRF, Commodity)
• Attend to queries raised by Regulatory Authorities
• Prepare MIS and other relevant reports
• Maintain and Enhance Database
• Process alerts and conduct appropriate analysis
• Perform daily BOD-EOD activities
• pro-active and ready to take responsibility
• Performing the operational and other activities of the department and monitoring.
• To process alerts and logically close / initiate action, wherever required.
• Organizing meetings handling related activities
• preparation of BRS, Test scenarios for various functionalities of the system/Applications, conducting UAT and to co-ordinate across different teams, stakeholders, business and infra teams.
• Carry out various types of investigations and related analysis
• Reply to queries raised by regulatory authorities
• Conducting meetings and attending meetings with Regulators. Co-ordination with Inspection (including Regulator) and Audit Team i.e. internal, BCMS, ISMS, ISO , etc.
• Address issues and queries raised
• In depth knowledge of Capital, Financial and Commodity Markets and Regulators
• Analytical Skills,
• In depth knowledge of Product available for trading, product processors, operation and Regulatory controls • MS Windows word, Excel, PPT, Team Building, technically proficient in Software's, Presentation skill. • Various applicable Regulations applicable to MIIs i.e. SAST, PIT , PFUTP, PMLA, AML, FIU , LODR, ICDR etc. • Ability to work in shifts Equity, FO, Currency, SLBM, IRF, Commodity etc. segments
About the Organisation:
Our Client has facilitated the growth of the Indian corporate sector by providing it an efficient capital-raising platform. It provides an efficient and transparent market for trading in equity, currencies, debt instruments, derivatives, mutual funds. It also has a platform for trading in equities of small-and-medium enterprises (SME).

Thanks & Regards

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Job tags

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Salary