Location
Gurgaon | India
Job description
Assistant Manager - BFS032865
With a startup spirit and 115,000+ curious and courageous minds, we have the expertise to go deep with the world’s biggest brands—and we have fun doing it. We dream in digital, dare in reality, and reinvent the ways companies work to make an impact far bigger than just our bottom line. We’re harnessing the power of technology and humanity to create meaningful transformation that moves us forward in our pursuit of a world that works better for people. Now, we’re calling upon the thinkers and doers, those with a natural curiosity and a hunger to keep learning, keep growing., People who thrive on fearlessly experimenting, seizing opportunities, and pushing boundaries to turn our vision into reality. And as you help us create a better world, we will help you build your own intellectual firepower. Welcome to the relentless pursuit of better.
Inviting applications for Assistant Manager – AML/KYC
PEP and Customer Due Diligence Quality Assurance
In this role, the shortlisted candidate will be responsible to review PEP screening and Customer due diligence alerts, as well as potentially reviewing and supervising transactions and activities to resolve any AML red flag. This position may analyze customer relationships, documentation, activity patterns, and transactions to detect potential suspicious activity through the monitoring systems to identify potential regulatory, or terms of service violations by customer. Specifically, when items have been identified to potentially be outside of encouraged norms, the analyst will bring up to management cases requiring further investigation.
Responsibilities
- Proven experience as Quality Analyst in AML/KYC domain and preferred CAMS/CFE certification.
- Undertake Quality Assurance checks on both PEP Screening and customer due diligence
- Evaluate and common areas and process deficiencies identified during quality checking to assist the development and improvement of the process
- Identify any key risk areas and bring up to management
- Review policies and procedures, regulatory compliance training for compliance with applicable laws and regulations including OFAC/ HMT, suspicious activity reporting (SAR) and KYC regulations
- Support the development and continued improvement of the Quality Assurance process
- Ensure high quality standards are maintained with timely and effective feedback to PEP screening and CDD analyst
- Identifies areas of risk and make recommendations on operational improvements, quality assurance and any additional training crucial to mitigate risk. Seeks ways to assist the organization in strengthening customer due diligence and PEP screening process, remain compliant and improve efficiency.
- Prepare and present weekly/monthly reports with root cause analysis will be a part of the business review
- A Risk-Based Approach should be followed to select the sample sizes ranging from 100% to 20% over time & performance. Quality Teams can increase the sample size and perform enhanced quality review for the analyst or the process as a whole, if the quality is below threshold.
- Reporting of analyst wise scorecard with in depth defect analysis followed by corrective action plan!
- Identifying any process gaps within the quality assurance review to make sure that areas of concern are addressed and resolved
- Making sure processing is performed accurately and within an agreed turn-around time
- Supervising and producing progress reports to identify failures, trends and development needs analysis to make sure the PEP Screening and CDD community are building their knowledge and capability
Qualifications
Minimum qualifications
- Meaningful experience in internal audit; quality control; risk management; operations/quality assurance within AML/KYC function.
- Bachelor degree with meaningful experience of FCC proven track record
- Good experience in MS-Office applications like Excel, Word, Power point, Outlook etc.
Preferred qualifications
- AML quality control experience, strong analytical and Project leadership skills preferred
- Candidate should possess excellent oral and written communication skills.
Job tags
Salary
