Leading NBFC
Location
Delhi | India
Job description
Opening for a Senior Manager Internal Audit Role with one of the leading NBFC in Mumbai, (CA Compulsory)Purpose of the Job: To provide independent and objective assurance on the management of risk throughout the organization using a robust audit framework. To evaluate the adequacy and effectiveness of management implemented controls with the objective of presenting to the Audit Committee (AC) and the management with analyses, appraisals and recommendations concerning the entities audited. Describe the KPIs against each perspective: Perspective Key Performance IndicatorsBusiness: § Audit assignments completed versus planned§ Departmental costs versus budget§ Potential savings for organization identified through auditsCustomer Focus: § Feedback from Board and Audit Committee§ Coverage of key risks§ Completion of audit as per schedule§ Customer complaints versus commendations§ Proportion of recommendations acceptedProcess / Quality Improvement: § Process improvements implemented as a result of audits§ Audit process improvement initiatives§ Projects undertaken to drive process improvementsSelf-deliverables: The most important tasks performed.Task performed1Risk Assessments for all functions and processes of the organization2Designing an Audit Plan and creating Audit Schedule3Conducting Audits as per the Schedule and issuing Reports4 Monitoring Corrective Action Plan to address the High and Medium Risk observations5Providing updates to Head – Internal AuditOther relevant factors (Required Skills)1Analytical and evaluation ability2Communication skills both verbal and written3Planning and process skills4Understanding of Compliance and Regulatory framework5Knowledge of functional processes in financial services Expertise required/ Domain Knowledge: (Audit / Controls / Ops Risk / Compliance) Financial ServicesAny specific specialization/education: Chartered Accountant
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