Manager - Compliance, 5 to 7 years in Ahmedabad, Gandhinagar,Giftcity
Mangalam Placement Private Limited
Location
Gandhinagar | India
Job description
Position: Manager – Compliance
Qualification: CS,CA
Experience: 5 to 7 years
Location: Ahmedabad, Gandhinagar,Giftcity
Job description
Key Roles & Responsibilities
• Handling overall compliance with various Securities Laws (PMS Regulations, AIF Regulations, FPI Regulations)
• Preparation of periodic reports for SEBI Compliances (Monthly, Half-yearly reporting etc.),
• Handling day to day compliances of each business segment and ensuring that all guidelines are implemented in respect of various activities.
• Keeping self-updated about the latest regulations and amendments issued by the Regulators.
• Providing the data for Internal / Statutory Audits
• Manage ongoing compliance requirement for international and domestic structures, assist in due diligence process for any M&A or Strategic tie-up etc.
• Ensuring the Compliance of AML & Employee trading policy & Code of conduct for Employees
• Provide compliance trainings to the employees as and when required
• Preparation of Investment Committee working papers and presentations
• Monitoring of Investment Risk Framework and highlight the deviations
• Preparation and circulation of Investment Risk MIS to the stakeholders
Additional Skills Required • Computer Proficiency (MS Word, Excel)
• Presentation Skills
• Working Knowledge on Key Regulations: PMS, AIF II / III, FPI FEMA, Company Act etc
Job tags
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