Talent500
Location
Mumbai | India
Job description
About the Role: Position Title: Assistant Vice President, Financial Crimes Audit, Internal Audit Office for Asia (AIAO) Corporate Title: Assistant Vice President Reporting to: Regional Head of Financial Crimes Audit, AIAO Location: Mumbai, India
Job Profile: Position details: The candidate will be part of the Internal Audit Office for Asia – Financial Crimes Audit (AIAO-FCA) team, which is a dedicated regional audit team that covers financial crimes in the Asia-Pacific region. The candidate will report to the Regional Head of Financial Crimes Audit, AIAO-FCA. Roles and Responsibilities: Structure and execute efficient and effective audits to: Undertake the role of Auditor-In-Charge or Team Member for financial crimes audits and reviews for the region. Lead and conduct interviews with process/control owners to develop understanding of business processes, controls and client’s business Identify potential risk, including awareness of risks both within span of control as well as enterprise- wide Assist in developing scope and work programs Evaluate internal controls design and effectiveness Identify control weaknesses and suggest appropriate remediation Document results using appropriate business and technical language in workpaper system Report and draft issues identified Complete work on a timely basis and with high quality Assign and review the work of audit team members for assigned engagements in coordination with Audit Director Assess the state of the governance, risk management, and control environment aspects relevant to that risk Report results in an effective and timely basis, leading to appropriate remedial action and ongoing management of risk Maintain compliance with audit methodology, while also operating within industry best practices, applicable regulations, and internal and external professional practice expectations. Build relationships with peers and stakeholders within the organization and effectively manage stakeholder relationships to a mutually accountable, productive, respectful, and trusted level. Act as a leader and role model and continuously improve self and department Assist the Regional Head of Financial Crimes Audit, AIAO on ad-hoc activities and reporting Job Requirements: Minimum 7 years of audit experience including experience in financial crimes (i.e. Anti-Money Laundering, Sanctions, Anti-Bribery and Corruption) in financial institutions and related markets, related regulatory bodies and/or Big 4 professional services firms. Experience with the financial industry and markets, regulatory bodies, and current industry events and trends Strong knowledge of risk assessment, audit methodology, and audit execution Demonstrated proficiency in technology as required for assigned areas (MS Office, audit data analytics, etc.) Strong analytical and problem solving skills Strong verbal and written communication skills Exhibits strong ethical behavior and adheres to other similar professional requirements. Degree qualified; Professional qualification in accountancy or auditing such as CIA, CA or CPA and relevant certification in Financial Crimes (e.g., CAMS) preferred. Regional travel may be required Equal Opportunity Employer: The Company Group is committed to providing equal employment opportunities to all applicants and employees and does not discriminate on the basis of race, colour, national origin, physical appearance, religion, gender expression, gender identity, sex, age, ancestry, marital status, disability, medical condition, sexual orientation, genetic information, or any other protected status of an individual or that individual's associates or relatives, or any other classification protected by the applicable laws.Job tags
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