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compliance Executive ( Fresher)


Zigsaw


Location

Bangalore | India


Job description

Compliance Executive

Location : Koramangala 4th Block, Bengaluru( Onsite)

Budget:3.6LPA

Office timing:(6 days) Monday to thursday 9AM-6:30PM ,friday 9AM to 4PM , Saturday 11AM-2PM

We are looking for a Compliance Executive to ensure that our operations and business

transactions follow all relevant legal and internal rules. You should be familiar with risk

management and our industry& rsquo s standards. Your goal will be to ensure we operate in a legal and

ethical manner while meeting our business objectives.

Responsibilities

 To follow an effective legal compliance program

 To maintain sound internal controls and monitor adherence to them

 Maintain company policies according to SEBI

 Assist in audit processes practices and documents to identify weaknesses

 Handle clientissues and deal with them

 Evaluate business activities (e.g. investments) to assess compliance risk

 Collaborate with external auditors and HR when needed

 Follow set plans to manage a crisis or compliance violation

 Educate and train employees on regulations and industry practices

 Keep abreast of internal standards and business goals

Requirements

 Preferred experience Compliance Executive or similar role

 Experience in risk management

 Knowledge of legal requirements and controls

 Knowledge of legal Laws

 Familiarity with industry practices and professional standards

 Excellent communication skills in English and Kannada

 Integrity and professional ethics

 Business acumen

 Teamwork skills

 Attention to detail

 Experience in SEBI Compliance will be an added advantage

Education

Bachelor/ Master degree in Commerce

Bachelor/Master degree in business administration

Bachelor/Master degree in Finance Management.

Any other recognized degree in the legal and finance compliance domain.

What to expect: You will

Be a champion of the Golden Rule: Do unto others as you would have them do unto you

Be part of a cohesive team with opportunities to learn grow and develop

Have the opportunity to engage in diverse and challenging work

Derive a sense of pride in work well done

Be recognized for excellence

Skills: compliance,risk,finance


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