Analyst - Compliance Operation

Location

Mumbai | India

Job description

• Conduct in-depth AML/CTF investigations on escalated alerts and cases, identifying potential areas of financial, reputational, and regulatory risk.
• Utilize expert knowledge of money laundering, financing of terrorism, and related issues to resolve investigations promptly, preventing negative impacts on the company s financial position and reputation.
• Review and analyse daily AML/CTF cases, ensuring compliance with internal policies and regulatory standards. Document occurrences for regulatory and audit reviews.
• Perform open-source and external database searches to mitigate the impact of adverse information on investigation subjects.
• Handle complex and confidential cases independently, ensuring a complete audit trail for all alerts and cases.
• Monitor assigned businesses or products for AML activity and conduct autonomous reviews and investigations.
• Identify current and emerging transaction typologies, staying proactive in knowledge development.

Which Skills & Experiences will make you successful

• Transaction data analysis and working with regtechs and automation skills are important.
• Ability to identify suspicious and fraudulent activity and other trends typical to financial services.
• Preparation of Suspicious Activity Report (SAR) to MLRO / Country Financial Investigation Unit (FIU).
• Ability to work independently and self-motivated.
• Attention to detail, efficiency, and ability to work under pressure within tight deadlines.
• Proactive, with the ability to take initiative and handle stressful situations professionally.
• Team player with strong interpersonal skills and a professional business attitude.
• Strong problem-solving and analytical skills with an investigative mindset.
• Good hands-on experience with Advanced MS-Excel including Macros is an added advantage. Knowledge with data analytics will be an added advantage (not mandatory).
• Financial crime compliance background may range from Client Due Diligence and AML experience which includes Sanctions screening, Transaction Monitoring, PEP screening, SAR filling and Investigations.
• For Sr Executive levels, candidates who are part of Fin Crime compliance QC/QA process would be preferred.
• Candidates need to have great English communication skills (both verbal and writing)
• Experience
• Executive: 2 - 4 years exp (2 years min in AML transaction monitoring, SAR filling, Sanction Screenings, Investigations)
• Sr. Executive: 5-8 years (4 years min in AML transaction monitoring, SAR filling, Sanction Screenings, Investigations)
• Education: Graduate or post-graduate qualifications in Law, Finance, Accounting, management studies could be preferred.
• Work Timings & Shifts
• There are currently 4 shifts: 6:30 AM - 3:30 PM / 10 AM - 7 PM / 2PM - 11 PM / 5 PM - 2 AM
• Only 10 AM - 7 PM shifts will have Work from Office at present, but this is on a rotational basis. All other shifts will be in WFH mode at this time.
• Candidates should be willing to do rotational shifts (including night shifts) and should be flexible on working on either Saturday OR Sunday and Public holidays as well.
• We follow 5 days work policy so people working on Friday and Sat may avail leave on Sunday and Monday and working on Public Holidays will make them eligible for compensatory offs too.
• Weekends and Public Holidays working will be on WFH mode for now.
• Working on night shift will be eligible for special night allowance.

Job tags

Salary