JTC Luxembourg S.A.
Location
Luxembourg | France
Job description
PURPOSE OF JOB Be responsible for Compliance and Risk matters and provide guidance and support to the client-facing staff. MAIN RESPONSONSIBILITIES AND DUTIES Take responsibility for AML/CFT matters and provide guidance and support to the client-facing staff and be solutions-oriented; Identify and implement policies and risk mitigating procedures; Guide other teams within the organization throughout the AML/CFT compliance processes and check the implementation; Handle escalations from the Transfer Agency team and perform ad-hoc controls; Handle escalations of AML/CFT breaches; Produce key review outputs e.g. review reports and participating fully in the identification and assessment of risk, to help set JTC's risk appetite; Assist in the implementation and ongoing effective compliance/transactional monitoring in accordance with regulatory and business requirements; Participate in the client acceptance process and validate all the documents required to comply with AML/CFT regulations in Luxembourg; Implement and periodically review the KRIs throughout the business; Coordination of KPIs collection for AML/CFT reporting; Liaise with internal and external auditors and provide requested AML/CFT materials; Assist the RC for AML/CFT Reporting preparation (internal and to authorities); Provide education and training to staff on AML/CFT matters, strengthen risk awareness and develop a risk-based culture; Assist with AML/CFT projects coordination. ESSENTIAL REQUIREMENTS Bachelor or a Master degree in law, finance or economics; Proven experience of minimum 5 years in a PFS or in the funds industry in a Risk & Compliance function including a deep knowledge of AML/KYC laws and regulations; Demonstrate a clear understanding of the compliance and statutory obligations related to Luxembourg regulated and non-regulated investment funds; Able to take responsibility, prioritise, use initiative and to get on with others as a team player; Demonstrate autonom...
JBLE1_LU
Job tags
Salary
