logo

JobNob

Your Career. Our Passion.

Regulatory & Compliance Manager / Senior Manager / Director in Asset Management Advisory - Luxembourg


AGAMA ADVISORS S.à.rl


Location

Luxembourg | Germany


Job description

Looking to contribute to the development of a human-size advisory firm?

Who we are

Agama Advisors provides regulatory & compliance assistance, internal control, risk management and advisory services to Asset Managers, Investment Funds and Professionals of the Financial Sector in Luxembourg

Your role

·         Advising clients on regulatory obligations (in relation to corporate governance, compliance, AML/CFT, MiFID, etc.)

·         Participating in the implementation of regulatory projects

·         Assessing compliance risks and framework

·         Endorsing ‘RC’ functions and board mandates for investment funds

·         Carrying out internal audit assignments

·         Contributing to oversight obligations on delegates or clients service providers (initial, periodic or ad hoc due diligence)

·         Reviewing compliance reports (e.g. 'RC' report)

·         Preparing training materials (AML/CFT, market abuse, MiFID, etc.) and facilitating trainings

·         Contributing to the firm's client acceptance and monitoring process

·         Responding to business tenders

·         Carrying out a regulatory watch to be shared internally and with clients

·         Participating in the structuring and daily life of the firm and the team, to make it grow

Your background

·         Hold academic or professional background in Asset Management, Compliance, Legal, Finance or Economics

·         Possess 7 to 20+ years of relevant work experience (Internal or External Audit, Compliance, Conducting Officer or RC position) within the Luxembourg   regulated financial sector

·         Understand the Asset Management and PSF sectors in Luxembourg and their regulatory environment

·         Have a strong attention to details and good organizational skills

·         Adapt quickly to new projects and environments

·         Fluent in English and French (spoken and written), German is a +

·         Demonstrate a solid proficiency in the Microsoft Office Suite (Word, Excel, PowerPoint)

More info

Where – in Luxembourg

When – from Q2 or Q3 2024

If you are interested, please send us your application at [email protected]


Job tags



Salary

All rights reserved