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HEAD OF CAPITAL MARKETS COMPLIANCE MFD


Hirschman Associates


Location

Frankfurt am Main | Germany


Job description

Our client an renowned Asset Manager is a reputable financial institution known for its commitment to excellence in banking and financial services. With a rich history spanning decades they pride themselves on delivering personalized solutions to their clients. As they continue to grow and adapt to market dynamics they are seeking a highly skilled and experienced professional to join them as the Head of Capital Markets Compliance.

As the Head of Capital Markets Compliance you will be responsible for leading and managing the compliance function within the Capital Markets division. This strategic role requires a deep understanding of capital markets regulations excellent leadership skills and the ability to navigate complex compliance challenges. The successful candidate will play a pivotal role in ensuring that the banks capital markets activities align with regulatory requirements and internal policies.

Tasks

Strategic Compliance Leadership:

Regulatory Compliance Oversight:

Policy Development and Implementation:

Risk Assessment and Monitoring:

Collaboration and Training:

Incident Response and Reporting:

Requirements

Benefits

We are looking forward to your application!


Job tags

Vollzeit


Salary

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