JTC Luxembourg S.A.
Location
Luxembourg | Germany
Job description
PURPOSE OF JOB
Be responsible for Compliance and Risk matters and provide guidance and support to the client-facing staff.
MAIN RESPONSONSIBILITIES AND DUTIES
Take responsibility for AML/CFT matters and provide guidance and support to the client-facing staff and be solutions-oriented;
Identify and implement policies and risk mitigating procedures;
Guide other teams within the organization throughout the AML/CFT compliance processes and check the implementation;
Handle escalations from the Transfer Agency team and perform ad-hoc controls;
Handle escalations of AML/CFT breaches;
Produce key review outputs e.g. review reports and participating fully in the identification and assessment of risk, to help set JTC's risk appetite;
Assist in the implementation and ongoing effective compliance/transactional monitoring in accordance with regulatory and business requirements;
Participate in the client acceptance process and validate all the documents required to comply with AML/CFT regulations in Luxembourg;
Implement and periodically review the KRIs throughout the business;
Coordination of KPIs collection for AML/CFT reporting;
Liaise with internal and external auditors and provide requested AML/CFT materials;
Assist the RC for AML/CFT Reporting preparation (internal and to authorities);
Provide education and training to staff on AML/CFT matters, strengthen risk awareness and develop a risk-based culture;
Assist with AML/CFT projects coordination.
ESSENTIAL REQUIREMENTS
Bachelor or a Master degree in law, finance or economics;
Proven experience of minimum 5 years in a PFS or in the funds industry in a Risk & Compliance function including a deep knowledge of AML/KYC laws and regulations;
Demonstrate a clear understanding of the compliance and statutory obligations related to Luxembourg regulated and non-regulated investment funds;
Able to take responsibility, prioritise, use initiative and to get on with others as a team player;
Demonstrate autonomy, motivation, enthusiastic and positive approach, good organisational capabilities, excellent client service attitude and proactivity;
Fluency in English, other language knowledge will be an asset.
Job tags
Salary
